WFC

Rosenberg Jason M.

Known title: SEVP & Head of Public AffairsCIK: 0002016505

Associated companies

AI Market Commentary

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October 16, 2026

Wells Fargo, Merrill Lynch Pay $4.4M Fine for Commission Issues. Wells Fargo and Merrill Lynch agreed to pay $4.4 million to settle state regulator allegations regarding overcharged commissions on small-dollar trades. This regulatory action follows recent Q3 results that analysts suggest reset the company's narrative, with the stock currently trading near its 52-week low. The settlement is a modest financial event compared to the bank's overall scale and recent earnings performance.

this person other insiders at WFC

Transaction History

WFC▲ Buy$0
WFC▼ Sell$676K
WFC▼ Sell$132K
WFC▲ Buy$0
WFC▲ Buy$0
WFC▼ Sell$525K

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