LPLA · LPL Financial Holdings Inc. Common Stock
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| Arnold Dan H. President & CEO | ▼ Sell | Open Market | 142,608 Shares held | 6/14/2024 | View profile |
| James S. Putnam Director | ▲ Buy | Grant | 135,298 Shares held | 8/28/2026 | View profile |
| White George Burton Managing Director | ▼ Sell | Tax Withholding | 49,578 Shares held | 2/25/2022 | View profile |
| Richard P. Schifter Director | ▲ Buy | Grant | 39,192 Shares held | 8/28/2026 | View profile |
| Anne M. Mulcahy Director | ▲ Buy | Grant | 37,431 Shares held | 5/15/2026 | View profile |
| Larsen Sallie R. Managing Director | ▼ Sell | Open Market | 25,196 Shares held | 11/10/2023 | View profile |
| William Francis Glavin Jr. Director | ▲ Buy | Grant | 24,074 Shares held | 8/28/2026 | View profile |
| Oroschakoff Michelle Managing Director | ▼ Sell | Open Market | 23,852 Shares held | 2/27/2023 | View profile |
| Greg Gates Managing Director | ▼ Sell | Open Market | 23,602 Shares held | 8/20/2026 | View profile |
| Matthew J. Audette Chief Financial Officer | ▼ Sell | Open Market | 19,803 Shares held | 4/15/2026 | View profile |
| Richard Steinmeier Managing Director | ▲ Buy | Grant | 19,488 Shares held | 2/25/2026 | View profile |
| SEMERJIAN DAYTON Managing Director | ▼ Sell | Tax Withholding | 19,118 Shares held | 2/25/2023 | View profile |
| Paulett Eberhart Director | ▲ Buy | Grant | 17,764 Shares held | 8/28/2026 | View profile |
| Edward C. Bernard Director | ▲ Buy | Grant | 16,262 Shares held | 8/28/2026 | View profile |
| Fandrey Edward Managing Director | ▼ Sell | Open Market | 15,289 Shares held | 2/28/2022 | View profile |
| Corey E. Thomas CEO | ▲ Buy | Grant | 14,912 Shares held | 8/28/2026 | View profile |
| Matthew Enyedi Managing Director | ▼ Sell | Open Market | 13,121 Shares held | 7/31/2026 | View profile |
| Allison Mnookin Director | ▲ Buy | Grant | 11,763 Shares held | 8/28/2026 | View profile |
| Sethi Kabir Managing Director | ▼ Sell | Open Market | 10,245 Shares held | 2/26/2024 | View profile |
| Simonich Brent EVP, CAO and Treasurer | ▲ Buy | Grant | 6,773 Shares held | 2/25/2023 | View profile |
| Brown Althea Managing Director | ▲ Buy | Grant | 6,711 Shares held | 2/25/2025 | View profile |
| Aneri Jambusaria Group Managing Director | ▼ Sell | Open Market | 6,107 Shares held | 8/27/2026 | View profile |
| Marc Eliot Cohen Managing Director | ▼ Sell | Tax Withholding | 4,356 Shares held | 6/12/2026 | View profile |
| Matthew Morningstar Group Managing Director | ▲ Buy | Grant | 3,415 Shares held | 2/25/2026 | View profile |
| Albert J. Ko Director | ▲ Buy | Grant | 3,299 Shares held | 5/15/2026 | View profile |
| Emily Field Group Managing Director | ▼ Sell | Tax Withholding | 1,833 Shares held | 9/5/2026 | View profile |
| Dadyar Sara Managing Director | ▲ Buy | Grant | 1,797 Shares held | 2/25/2025 | View profile |
| Katharine Reeping Principal Accounting Officer | ▼ Sell | Open Market | 1,774 Shares held | 9/11/2026 | View profile |
| Somesh Khanna Director | ▲ Buy | Grant | 851 Shares held | 5/15/2026 | View profile |
Transaction History
| Katharine Reeping | ▼ Sell | Open Market | 440 | $153K | 9/11/2026 |
| Emily Field | ▼ Sell | Tax Withholding | 106 | $38K | 9/5/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 4 | $0 | 8/28/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 14 | $0 | 8/28/2026 |
| James S. Putnam | ▲ Buy | Grant | 7 | $0 | 8/28/2026 |
| Allison Mnookin | ▲ Buy | Grant | 2 | $0 | 8/28/2026 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 10 | $0 | 8/28/2026 |
| Paulett Eberhart | ▲ Buy | Grant | 4 | $0 | 8/28/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 3 | $0 | 8/28/2026 |
| Aneri Jambusaria | ▼ Sell | Open Market | 308 | $110K | 8/27/2026 |
| Greg Gates | ▲ Buy | Option Exercise | 7,189 | $557K | 8/20/2026 |
| Greg Gates | ▼ Sell | Open Market | 4,119 | $1.5M | 8/20/2026 |
| James S. Putnam | ▼ Sell | Gift | 2,000 | $0 | 8/3/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 189 | $66K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 463 | $163K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 296 | $105K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 51 | $18K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 1 | $356 | 7/31/2026 |
| Aneri Jambusaria | ▼ Sell | Open Market | 308 | $94K | 6/17/2026 |
| Marc Eliot Cohen | ▼ Sell | Tax Withholding | 44 | $13K | 6/12/2026 |
| Greg Gates | ▼ Sell | Tax Withholding | 232 | $69K | 6/12/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 7 | $0 | 6/4/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 19 | $0 | 6/4/2026 |
| James S. Putnam | ▲ Buy | Grant | 10 | $0 | 6/4/2026 |
| Allison Mnookin | ▲ Buy | Grant | 3 | $0 | 6/4/2026 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 15 | $0 | 6/4/2026 |
| Paulett Eberhart | ▲ Buy | Grant | 5 | $0 | 6/4/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 4 | $0 | 6/4/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| James S. Putnam | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Allison Mnookin | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Albert J. Ko | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Paulett Eberhart | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| Anne M. Mulcahy | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Somesh Khanna | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Anne M. Mulcahy | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| James S. Putnam | ▼ Sell | Gift | 100 | $0 | 5/7/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 220 | $72K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 189 | $62K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 595 | $197K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 106 | $35K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 330 | $107K | 4/14/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 139 | $45K | 4/14/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 7 | $0 | 3/24/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 19 | $0 | 3/24/2026 |
| James S. Putnam | ▲ Buy | Grant | 10 | $0 | 3/24/2026 |
| Allison Mnookin | ▲ Buy | Grant | 3 | $0 | 3/24/2026 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 15 | $0 | 3/24/2026 |
| Paulett Eberhart | ▲ Buy | Grant | 5 | $0 | 3/24/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 4 | $0 | 3/24/2026 |
| Marc Eliot Cohen | ▼ Sell | Open Market | 1,088 | $337K | 3/10/2026 |
| Marc Eliot Cohen | ▲ Buy | Option Exercise | 2,212 | $171K | 3/9/2026 |
| Marc Eliot Cohen | ▼ Sell | Open Market | 2,212 | $683K | 3/9/2026 |
| Aneri Jambusaria | ▼ Sell | Open Market | 308 | $94K | 3/2/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 463 | $147K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 628 | $201K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 666 | $214K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 169 | $54K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 183 | $59K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 453 | $146K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 348 | $111K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 506 | $162K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 274 | $87K | 2/26/2026 |
| Aneri Jambusaria | ▲ Buy | Grant | 1,302 | $0 | 2/25/2026 |
| Richard Steinmeier | ▲ Buy | Grant | 2,255 | $0 | 2/25/2026 |
| Richard Steinmeier | ▼ Sell | Tax Withholding | 2,619 | $834K | 2/25/2026 |
| Richard Steinmeier | ▲ Buy | Grant | 10,526 | $0 | 2/25/2026 |
| Katharine Reeping | ▲ Buy | Grant | 81 | $0 | 2/25/2026 |
| Katharine Reeping | ▼ Sell | Tax Withholding | 212 | $68K | 2/25/2026 |
| Katharine Reeping | ▲ Buy | Grant | 373 | $0 | 2/25/2026 |
| Matthew Morningstar | ▲ Buy | Grant | 1,122 | $0 | 2/25/2026 |
| Aneri Jambusaria | ▲ Buy | Grant | 942 | $0 | 2/25/2026 |
| Aneri Jambusaria | ▼ Sell | Tax Withholding | 715 | $228K | 2/25/2026 |
| Greg Gates | ▲ Buy | Grant | 1,856 | $0 | 2/25/2026 |
| Greg Gates | ▼ Sell | Tax Withholding | 1,293 | $412K | 2/25/2026 |
| Greg Gates | ▲ Buy | Grant | 2,774 | $0 | 2/25/2026 |
| Greg Gates | ▲ Buy | Grant | 2,807 | $0 | 2/25/2026 |
| Emily Field | ▲ Buy | Grant | 1,122 | $0 | 2/25/2026 |
| Matthew Enyedi | ▲ Buy | Grant | 1,799 | $0 | 2/25/2026 |
| Matthew Enyedi | ▼ Sell | Tax Withholding | 1,333 | $425K | 2/25/2026 |
| Matthew Enyedi | ▲ Buy | Grant | 2,176 | $0 | 2/25/2026 |
| Marc Eliot Cohen | ▼ Sell | Tax Withholding | 483 | $154K | 2/25/2026 |
| Matthew J. Audette | ▼ Sell | Tax Withholding | 2,351 | $749K | 2/25/2026 |
| Matthew J. Audette | ▲ Buy | Grant | 6,624 | $0 | 2/25/2026 |
| Matthew J. Audette | ▲ Buy | Grant | 2,152 | $0 | 2/25/2026 |
| Marc Eliot Cohen | ▲ Buy | Grant | 1,403 | $0 | 2/25/2026 |
| Marc Eliot Cohen | ▲ Buy | Grant | 537 | $0 | 2/25/2026 |
| Somesh Khanna | ▲ Buy | Grant | 139 | $0 | 2/2/2026 |
| Richard P. Schifter | ▼ Sell | Gift | 1,145 | $0 | 12/31/2025 |
| Matthew Morningstar | ▲ Buy | Grant | 1,715 | $0 | 12/9/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 779 | $290K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 46 | $17K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 85 | $32K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 39 | $15K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 34 | $13K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 274 | $102K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Gift | 275 | $0 | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 332 | $122K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 183 | $67K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 1,040 | $385K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 2,450 | $910K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 410 | $152K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 136 | $50K | 12/5/2025 |
| Aneri Jambusaria | ▼ Sell | Open Market | 80 | $28K | 12/1/2025 |
| Paulett Eberhart | ▲ Buy | Grant | 4 | $0 | 12/1/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 3 | $0 | 12/1/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 14 | $0 | 12/1/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 4 | $0 | 12/1/2025 |
| James S. Putnam | ▲ Buy | Grant | 7 | $0 | 12/1/2025 |
| Allison Mnookin | ▲ Buy | Grant | 2 | $0 | 12/1/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 10 | $0 | 12/1/2025 |
| Greg Gates | ▼ Sell | Open Market | 63 | $23K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 205 | $77K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 230 | $86K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 267 | $100K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 293 | $110K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 234 | $89K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 169 | $64K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 39 | $15K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 141 | $44K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 266 | $83K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 109 | $34K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 132 | $42K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 102 | $33K | 10/6/2025 |
| Katharine Reeping | ▼ Sell | Tax Withholding | 56 | $19K | 9/9/2025 |
| Greg Gates | ▼ Sell | Open Market | 28 | $9K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 72 | $24K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 128 | $43K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 79 | $27K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 106 | $37K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 11 | $4K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 32 | $11K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 25 | $8K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 150 | $52K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 47 | $16K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 190 | $65K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 121 | $41K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 3 | $1K | 9/5/2025 |
| Emily Field | ▲ Buy | Grant | 817 | $0 | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 1 | $345 | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 91 | $30K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 11 | $4K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 79 | $26K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 326 | $109K | 9/5/2025 |
| Aneri Jambusaria | ▼ Sell | Open Market | 80 | $29K | 9/2/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 10 | $0 | 8/29/2025 |
| Paulett Eberhart | ▲ Buy | Grant | 4 | $0 | 8/29/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 14 | $0 | 8/29/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 4 | $0 | 8/29/2025 |
| Allison Mnookin | ▲ Buy | Grant | 2 | $0 | 8/29/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 3 | $0 | 8/29/2025 |
| James S. Putnam | ▲ Buy | Grant | 7 | $0 | 8/29/2025 |
| Greg Gates | ▼ Sell | Open Market | 131 | $49K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 352 | $131K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 161 | $60K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 620 | $232K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 45 | $17K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 106 | $40K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 42 | $16K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 30 | $11K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 9 | $3K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 4 | $2K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 48 | $18K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 351 | $134K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 315 | $121K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 35 | $13K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 159 | $61K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 96 | $36K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 133 | $50K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 363 | $139K | 7/3/2025 |
| Marc Eliot Cohen | ▼ Sell | Tax Withholding | 44 | $17K | 6/12/2025 |
| Greg Gates | ▼ Sell | Tax Withholding | 234 | $89K | 6/12/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 10 | $0 | 6/12/2025 |
| Paulett Eberhart | ▲ Buy | Grant | 4 | $0 | 6/12/2025 |
| James S. Putnam | ▲ Buy | Grant | 6 | $0 | 6/12/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 3 | $0 | 6/12/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 13 | $0 | 6/12/2025 |
| Allison Mnookin | ▲ Buy | Grant | 2 | $0 | 6/12/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 4 | $0 | 6/12/2025 |
| Greg Gates | ▼ Sell | Open Market | 219 | $84K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 123 | $47K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 409 | $155K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 59 | $22K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 83 | $32K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 275 | $103K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 143 | $54K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 189 | $71K | 6/5/2025 |
| Richard P. Schifter | ▼ Sell | Gift | 238 | $0 | 6/2/2025 |
| Aneri Jambusaria | ▼ Sell | Open Market | 80 | $31K | 6/2/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| James S. Putnam | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
AI Market Commentary
AI-generatedAll commentary →Synthesized from recent news and fundamentals/technical data -- not human analyst commentary or trader sentiment.
October 17, 2026
LPL Financial adds Northwestern Mutual team and other RIAs
LPL Financial recently announced that a $1 billion Northwestern Mutual team joined its RIA channel, alongside additions like Prince Financial Services and Economos Private Wealth. These moves expand the firm's independent advisor network. The stock is currently trading near its 200-day moving average, with analysts maintaining a wide range of price targets.
LPL Financial adds Northwestern Mutual team and other RIAs. LPL Financial recently announced that a $1 billion Northwestern Mutual team joined its RIA channel, alongside additions like Prince Financial Services and Economos Private Wealth. These moves expand the firm's independent advisor network. The stock is currently trading near its 200-day moving average, with analysts maintaining a wide range of price targets.