LPLA · LPL Financial Holdings Inc. Common Stock
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| Arnold Dan H. President & CEO | ▼ Sell | Open Market | 142,608 Shares held | 6/14/2024 | View profile |
| James S. Putnam Director | ▼ Sell | Gift | 135,291 Shares held | 8/3/2026 | View profile |
| White George Burton Managing Director | ▼ Sell | Tax Withholding | 49,578 Shares held | 2/25/2022 | View profile |
| Richard P. Schifter Director | ▲ Buy | Grant | 39,178 Shares held | 6/4/2026 | View profile |
| Anne M. Mulcahy Director | ▲ Buy | Grant | 37,431 Shares held | 5/15/2026 | View profile |
| Larsen Sallie R. Managing Director | ▼ Sell | Open Market | 25,196 Shares held | 11/10/2023 | View profile |
| William Francis Glavin Jr. Director | ▲ Buy | Grant | 24,064 Shares held | 6/4/2026 | View profile |
| Oroschakoff Michelle Managing Director | ▼ Sell | Open Market | 23,852 Shares held | 2/27/2023 | View profile |
| Greg Gates Managing Director | ▼ Sell | Open Market | 23,602 Shares held | 8/20/2026 | View profile |
| Matthew J. Audette Chief Financial Officer | ▼ Sell | Open Market | 19,803 Shares held | 4/15/2026 | View profile |
| Richard Steinmeier Managing Director | ▲ Buy | Grant | 19,488 Shares held | 2/25/2026 | View profile |
| SEMERJIAN DAYTON Managing Director | ▼ Sell | Tax Withholding | 19,118 Shares held | 2/25/2023 | View profile |
| Paulett Eberhart Director | ▲ Buy | Grant | 17,760 Shares held | 6/4/2026 | View profile |
| Edward C. Bernard Director | ▲ Buy | Grant | 16,259 Shares held | 6/4/2026 | View profile |
| Fandrey Edward Managing Director | ▼ Sell | Open Market | 15,289 Shares held | 2/28/2022 | View profile |
| Corey E. Thomas CEO | ▲ Buy | Grant | 14,908 Shares held | 6/4/2026 | View profile |
| Matthew Enyedi Managing Director | ▼ Sell | Open Market | 13,121 Shares held | 7/31/2026 | View profile |
| Allison Mnookin Director | ▲ Buy | Grant | 11,761 Shares held | 6/4/2026 | View profile |
| Sethi Kabir Managing Director | ▼ Sell | Open Market | 10,245 Shares held | 2/26/2024 | View profile |
| Simonich Brent EVP, CAO and Treasurer | ▲ Buy | Grant | 6,773 Shares held | 2/25/2023 | View profile |
| Brown Althea Managing Director | ▲ Buy | Grant | 6,711 Shares held | 2/25/2025 | View profile |
| Aneri Jambusaria Managing Director | ▼ Sell | Open Market | 6,415 Shares held | 6/17/2026 | View profile |
| Marc Eliot Cohen Managing Director | ▼ Sell | Tax Withholding | 4,356 Shares held | 6/12/2026 | View profile |
| Matthew Morningstar Group Managing Director | ▲ Buy | Grant | 3,415 Shares held | 2/25/2026 | View profile |
| Albert J. Ko Director | ▲ Buy | Grant | 3,299 Shares held | 5/15/2026 | View profile |
| Katharine Reeping Principal Accounting Officer | ▲ Buy | Grant | 2,214 Shares held | 2/25/2026 | View profile |
| Emily Field Group Managing Director | ▲ Buy | Grant | 1,939 Shares held | 2/25/2026 | View profile |
| Dadyar Sara Managing Director | ▲ Buy | Grant | 1,797 Shares held | 2/25/2025 | View profile |
| Somesh Khanna Director | ▲ Buy | Grant | 851 Shares held | 5/15/2026 | View profile |
Transaction History
| Greg Gates | ▲ Buy | Option Exercise | 7,189 | $557K | 8/20/2026 |
| Greg Gates | ▼ Sell | Open Market | 4,119 | $1.5M | 8/20/2026 |
| James S. Putnam | ▼ Sell | Gift | 2,000 | $0 | 8/3/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 189 | $66K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 463 | $163K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 296 | $105K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 51 | $18K | 7/31/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 1 | $356 | 7/31/2026 |
| Aneri Jambusaria | ▼ Sell | Open Market | 308 | $94K | 6/17/2026 |
| Greg Gates | ▼ Sell | Tax Withholding | 232 | $69K | 6/12/2026 |
| Marc Eliot Cohen | ▼ Sell | Tax Withholding | 44 | $13K | 6/12/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 19 | $0 | 6/4/2026 |
| James S. Putnam | ▲ Buy | Grant | 10 | $0 | 6/4/2026 |
| Allison Mnookin | ▲ Buy | Grant | 3 | $0 | 6/4/2026 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 15 | $0 | 6/4/2026 |
| Paulett Eberhart | ▲ Buy | Grant | 5 | $0 | 6/4/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 4 | $0 | 6/4/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 7 | $0 | 6/4/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| James S. Putnam | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Allison Mnookin | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Albert J. Ko | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Somesh Khanna | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Paulett Eberhart | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| Anne M. Mulcahy | ▲ Buy | Grant | 348 | $0 | 5/15/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| Anne M. Mulcahy | ▲ Buy | Grant | 712 | $0 | 5/15/2026 |
| James S. Putnam | ▼ Sell | Gift | 100 | $0 | 5/7/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 220 | $72K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 189 | $62K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 595 | $197K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 106 | $35K | 4/15/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 330 | $107K | 4/14/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 139 | $45K | 4/14/2026 |
| Corey E. Thomas | ▲ Buy | Grant | 7 | $0 | 3/24/2026 |
| Richard P. Schifter | ▲ Buy | Grant | 19 | $0 | 3/24/2026 |
| James S. Putnam | ▲ Buy | Grant | 10 | $0 | 3/24/2026 |
| Allison Mnookin | ▲ Buy | Grant | 3 | $0 | 3/24/2026 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 15 | $0 | 3/24/2026 |
| Paulett Eberhart | ▲ Buy | Grant | 5 | $0 | 3/24/2026 |
| Edward C. Bernard | ▲ Buy | Grant | 4 | $0 | 3/24/2026 |
| Marc Eliot Cohen | ▼ Sell | Open Market | 1,088 | $337K | 3/10/2026 |
| Marc Eliot Cohen | ▲ Buy | Option Exercise | 2,212 | $171K | 3/9/2026 |
| Marc Eliot Cohen | ▼ Sell | Open Market | 2,212 | $683K | 3/9/2026 |
| Aneri Jambusaria | ▼ Sell | Open Market | 308 | $94K | 3/2/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 463 | $147K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 628 | $201K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 666 | $214K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 169 | $54K | 2/26/2026 |
| Matthew Enyedi | ▼ Sell | Open Market | 183 | $59K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 348 | $111K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 274 | $87K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 506 | $162K | 2/26/2026 |
| Matthew J. Audette | ▼ Sell | Open Market | 453 | $146K | 2/26/2026 |
| Richard Steinmeier | ▲ Buy | Grant | 2,255 | $0 | 2/25/2026 |
| Richard Steinmeier | ▼ Sell | Tax Withholding | 2,619 | $834K | 2/25/2026 |
| Richard Steinmeier | ▲ Buy | Grant | 10,526 | $0 | 2/25/2026 |
| Katharine Reeping | ▲ Buy | Grant | 81 | $0 | 2/25/2026 |
| Katharine Reeping | ▼ Sell | Tax Withholding | 212 | $68K | 2/25/2026 |
| Katharine Reeping | ▲ Buy | Grant | 373 | $0 | 2/25/2026 |
| Matthew Morningstar | ▲ Buy | Grant | 1,122 | $0 | 2/25/2026 |
| Aneri Jambusaria | ▲ Buy | Grant | 942 | $0 | 2/25/2026 |
| Aneri Jambusaria | ▼ Sell | Tax Withholding | 715 | $228K | 2/25/2026 |
| Aneri Jambusaria | ▲ Buy | Grant | 1,302 | $0 | 2/25/2026 |
| Greg Gates | ▲ Buy | Grant | 1,856 | $0 | 2/25/2026 |
| Greg Gates | ▼ Sell | Tax Withholding | 1,293 | $412K | 2/25/2026 |
| Greg Gates | ▲ Buy | Grant | 2,774 | $0 | 2/25/2026 |
| Greg Gates | ▲ Buy | Grant | 2,807 | $0 | 2/25/2026 |
| Emily Field | ▲ Buy | Grant | 1,122 | $0 | 2/25/2026 |
| Matthew Enyedi | ▲ Buy | Grant | 1,799 | $0 | 2/25/2026 |
| Matthew Enyedi | ▼ Sell | Tax Withholding | 1,333 | $425K | 2/25/2026 |
| Matthew Enyedi | ▲ Buy | Grant | 2,176 | $0 | 2/25/2026 |
| Marc Eliot Cohen | ▲ Buy | Grant | 537 | $0 | 2/25/2026 |
| Marc Eliot Cohen | ▼ Sell | Tax Withholding | 483 | $154K | 2/25/2026 |
| Marc Eliot Cohen | ▲ Buy | Grant | 1,403 | $0 | 2/25/2026 |
| Matthew J. Audette | ▲ Buy | Grant | 2,152 | $0 | 2/25/2026 |
| Matthew J. Audette | ▼ Sell | Tax Withholding | 2,351 | $749K | 2/25/2026 |
| Matthew J. Audette | ▲ Buy | Grant | 6,624 | $0 | 2/25/2026 |
| Somesh Khanna | ▲ Buy | Grant | 139 | $0 | 2/2/2026 |
| Richard P. Schifter | ▼ Sell | Gift | 1,145 | $0 | 12/31/2025 |
| Matthew Morningstar | ▲ Buy | Grant | 1,715 | $0 | 12/9/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 332 | $122K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 183 | $67K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 2,450 | $910K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 779 | $290K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 274 | $102K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Gift | 275 | $0 | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 46 | $17K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 34 | $13K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 136 | $50K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 410 | $152K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 85 | $32K | 12/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 39 | $15K | 12/5/2025 |
| Richard Steinmeier | ▼ Sell | Open Market | 1,040 | $385K | 12/5/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 4 | $0 | 12/1/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 14 | $0 | 12/1/2025 |
| James S. Putnam | ▲ Buy | Grant | 7 | $0 | 12/1/2025 |
| Allison Mnookin | ▲ Buy | Grant | 2 | $0 | 12/1/2025 |
| Aneri Jambusaria | ▼ Sell | Open Market | 80 | $28K | 12/1/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 10 | $0 | 12/1/2025 |
| Paulett Eberhart | ▲ Buy | Grant | 4 | $0 | 12/1/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 3 | $0 | 12/1/2025 |
| Greg Gates | ▼ Sell | Open Market | 63 | $23K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 205 | $77K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 230 | $86K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 267 | $100K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 293 | $110K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 234 | $89K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 169 | $64K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 39 | $15K | 11/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 141 | $44K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 266 | $83K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 109 | $34K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 132 | $42K | 10/6/2025 |
| Greg Gates | ▼ Sell | Open Market | 102 | $33K | 10/6/2025 |
| Katharine Reeping | ▼ Sell | Tax Withholding | 56 | $19K | 9/9/2025 |
| Greg Gates | ▼ Sell | Open Market | 91 | $30K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 11 | $4K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 79 | $26K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 326 | $109K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 28 | $9K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 72 | $24K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 128 | $43K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 25 | $8K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 121 | $41K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 190 | $65K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 79 | $27K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 47 | $16K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 150 | $52K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 3 | $1K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 1 | $345 | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 106 | $37K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 11 | $4K | 9/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 32 | $11K | 9/5/2025 |
| Emily Field | ▲ Buy | Grant | 817 | $0 | 9/5/2025 |
| Aneri Jambusaria | ▼ Sell | Open Market | 80 | $29K | 9/2/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 4 | $0 | 8/29/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 14 | $0 | 8/29/2025 |
| James S. Putnam | ▲ Buy | Grant | 7 | $0 | 8/29/2025 |
| Allison Mnookin | ▲ Buy | Grant | 2 | $0 | 8/29/2025 |
| Paulett Eberhart | ▲ Buy | Grant | 4 | $0 | 8/29/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 3 | $0 | 8/29/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 10 | $0 | 8/29/2025 |
| Greg Gates | ▼ Sell | Open Market | 131 | $49K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 161 | $60K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 352 | $131K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 620 | $232K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 45 | $17K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 106 | $40K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 42 | $16K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 30 | $11K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 9 | $3K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 4 | $2K | 8/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 96 | $36K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 133 | $50K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 48 | $18K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 159 | $61K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 351 | $134K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 363 | $139K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 315 | $121K | 7/3/2025 |
| Greg Gates | ▼ Sell | Open Market | 35 | $13K | 7/3/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 4 | $0 | 6/12/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 13 | $0 | 6/12/2025 |
| James S. Putnam | ▲ Buy | Grant | 6 | $0 | 6/12/2025 |
| Allison Mnookin | ▲ Buy | Grant | 2 | $0 | 6/12/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 10 | $0 | 6/12/2025 |
| Greg Gates | ▼ Sell | Tax Withholding | 234 | $89K | 6/12/2025 |
| Paulett Eberhart | ▲ Buy | Grant | 4 | $0 | 6/12/2025 |
| Marc Eliot Cohen | ▼ Sell | Tax Withholding | 44 | $17K | 6/12/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 3 | $0 | 6/12/2025 |
| Greg Gates | ▼ Sell | Open Market | 275 | $103K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 143 | $54K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 189 | $71K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 59 | $22K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 409 | $155K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 83 | $32K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 219 | $84K | 6/5/2025 |
| Greg Gates | ▼ Sell | Open Market | 123 | $47K | 6/5/2025 |
| Richard P. Schifter | ▼ Sell | Gift | 238 | $0 | 6/2/2025 |
| Aneri Jambusaria | ▼ Sell | Open Market | 80 | $31K | 6/2/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Corey E. Thomas | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Richard P. Schifter | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |
| James S. Putnam | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Anne M. Mulcahy | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Anne M. Mulcahy | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |
| Allison Mnookin | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Albert J. Ko | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Albert J. Ko | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| William Francis Glavin Jr. | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |
| Paulett Eberhart | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 602 | $0 | 5/23/2025 |
| Edward C. Bernard | ▲ Buy | Grant | 308 | $0 | 5/23/2025 |